Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosaline? Claim Your ProfileRosaline Rogers Banks is a financial advisor with over 11 years of experience. Rosaline currently works at TIAA-CREF Individual & Institutional Services, LLC in Knoxville, TN. Rosaline also has experience working at Empower Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and VALIC Financial Advisors, Inc. Rosaline holds the Series 66, Series 7 and Series 6 licenses and is registered with FINRA and the states of Mississippi and Tennessee. Rosaline specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TN
03/10/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (KNOXVILLE TN)
CO
08/02/2017 - 02/15/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
TN
04/24/2015 - 06/19/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLLIERVILLE TN)
TN
12/13/2013 - 04/09/2015
WELLS FARGO ADVISORS, LLC (MEMPHIS TN)
TN
09/06/2012 - 11/21/2013
VALIC FINANCIAL ADVISORS, INC. (BRENTWOOD TN)
TN
03/25/2011 - 09/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GERMANTOWN TN)
BOTH
Issued 04/12/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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