Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalind? Claim Your ProfileRosalind Taylor is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rosalind has been in the industry since 2008 and has a strong track record of success in helping clients achieve their financial goals. Rosalind is a Certified Financial Planner and holds the Series 7, Series 63, and Series 66 licenses. Rosalind has a deep understanding of the financial markets and is committed to providing personalized advice and guidance to help clients navigate the complexities of investing. Rosalind has a strong commitment to community service and is actively involved in a number of charitable organizations. Rosalind specializes in providing financial planning and investment management services to individuals, families, and businesses. Rosalind also has experience in working with retirement plans and other types of investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/03/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
08/26/2020 - 01/03/2022
FIRST CITIZENS INVESTOR SERVICES, INC. (CHARLOTTE NC)
NC
10/23/2009 - 12/20/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/11/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BC
Issued 05/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rosalind Taylor is the right advisor for you? Invested Better is here to help.
