Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalind? Claim Your ProfileRosalind Anna Mouzouris is a financial advisor with over 20 years of experience in the financial services industry. Rosalind is currently registered with Raymond James & Associates, Inc., where she has been working since February 2006. Previously, Rosalind worked for firms such as Advest, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and Nathan & Lewis Securities, Inc. Rosalind has a wide range of experience and expertise in the financial services industry. Rosalind is a registered representative and investment advisor representative and holds a Series 6, Series 7 and Series 63 license. Rosalind is also licensed to sell securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2021 - Present
Raymond James & Associates, Inc. (LOCUST VALLEY NY)
CT
12/17/2003 - 02/09/2006
ADVEST, INC. (HARTFORD CT)
MO
07/01/2003 - 12/15/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/20/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/23/1999 - 01/13/2000
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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