Unclaimed
Rosalie Szynal is a financial professional with experience in the securities industry. Rosalie is currently registered with Barclays Capital Inc. and holds the Series 27, Series 99TO, and SIE exams. Previously, Rosalie was employed by J.P. Morgan Securities LLC and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
10/01/2008 - 05/16/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/09/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/08/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/31/2022
Series 99TO - Operations Professional Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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