Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalie? Claim Your ProfileRosalie Schlaen is an investment professional with over 30 years of experience in the financial industry. Rosalie is a Certified Financial Planner™ professional who currently holds active registrations as an investment advisor representative with Pinnacle Investments, LLC. Rosalie Schlaen has experience providing financial planning and portfolio management services for individuals, high-net-worth individuals, and corporations. Rosalie Schlaen also conducts educational workshops and seminars for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Educational workshops
1
2
FL
05/01/2024 - Present
Pinnacle Investments, LLC (MIAMI FL)
FL
09/13/2019 - 10/29/2019
RAYMOND JAMES & ASSOCIATES, INC. (AVENTURA FL)
FL
02/18/2011 - 09/16/2019
MORGAN STANLEY (AVENTURA FL)
FL
11/20/1986 - 02/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AVENTURA FL)
NA
02/12/1986 - 11/17/1986
BRADSTREET CAPITAL, INC.
NA
11/29/1985 - 01/09/1986
BROWN & HAWK, INC.
IA
Issued 06/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1990
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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