Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalie? Claim Your ProfileRosalie Marie Ciaio is a financial professional with over 18 years of experience in the industry. Rosalie is currently registered with Avantax Investment Services, Inc. in New York. Rosalie has passed the Series 6, Series 63 and SIE exams. Rosalie was previously registered with AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. and FSC SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/04/2023 - Present
Avantax Investment Services, Inc. (Brooklyn NY)
NY
08/06/2009 - 12/05/2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (BROOKLYN NY)
NY
09/27/2005 - 08/10/2009
FSC SECURITIES CORPORATION (BROOKLYN NY)
BC
Issued 01/14/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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