Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalie? Claim Your ProfileRosalie Kerrigan Biza has been a registered financial professional since October 2012 and has held the Series 66, Series 7, and Series 24 licenses. Rosalie is currently registered as an Investment Advisor Representative (IAR) with Financial Advocates Investment Management, a registered investment advisor, and is also registered as a Broker/Dealer with the state of Washington. Rosalie's primary area of expertise is providing financial planning and investment advisory services to individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
07/15/2020 - Present
Financial Advocates Investment Management (OLYMPIA WA)
WA
04/20/2015 - 07/07/2020
SYMETRA SECURITIES, INC. (BELLEVUE WA)
WA
10/26/2012 - 04/17/2015
LPL FINANCIAL LLC (OLYMPIA WA)
IA
Issued 07/13/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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