Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalie? Claim Your ProfileRosalie Hunter is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Rosalie has been in the industry since February 6, 1993. Rosalie has been registered with Merrill Lynch since June 2015. Prior to joining Merrill Lynch, Rosalie was registered with Barclays Capital Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, and Kidder, Peabody & Co. Incorporated. Rosalie holds the Series 3, Series 7, Series 63, and Series 65 licenses. Rosalie also holds licenses in 29 states and the District of Columbia. Rosalie is active in the community and serves on the board of directors of Sunnybrook Golf Club and is an advisory board member for the JVS Philadelphia Fund for Women.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/16/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PHILADELPHIA PA)
PA
04/25/2011 - 06/25/2015
BARCLAYS CAPITAL INC. (PHILADELPHIA PA)
PA
10/01/2008 - 04/01/2011
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
PA
10/22/2002 - 10/01/2008
J.P. MORGAN SECURITIES INC. (PHILADELPHIA PA)
NY
08/20/2001 - 11/08/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
04/24/1995 - 11/08/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
07/01/1993 - 06/14/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
04/20/1988 - 10/03/1988
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 07/06/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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