Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalie? Claim Your ProfileRosalie F. Berman is a registered representative with Lazard Asset Management Securities LLC. Rosalie has been in the industry for 18 years. Prior to joining Lazard Asset Management Securities LLC, Rosalie was a registered representative with MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Rosalie holds the Series 7, Series 79, Series 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/07/2024 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
06/01/2009 - 06/05/2024
MORGAN STANLEY (PURCHASE NY)
NY
05/09/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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