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Rosalie Cox

Transamerica Financial Advisors, Inc.

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About Rosalie Cox

Rosalie Cox is an investment advisor representative and financial advisor at Transamerica Financial Advisors, Inc.. Rosalie has been working in the financial industry since June 3, 2020. Rosalie is registered with FINRA and has been working with clients since June 3, 2020. Rosalie has been registered with the state of Utah as an investment advisor representative since August 10, 2021. Rosalie holds the Series 63, Series 65 and Series 6TO licenses as well as the SIE exam. Rosalie is currently active as an investment advisor representative and financial advisor in Utah and Texas. Rosalie is registered with the state of Texas as an investment advisor representative since April 11, 2022. Rosalie offers financial planning and portfolio management for individuals.

Firm Information

Rosalie Cox is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rosalie Cox’s Registration & Firm History

UT

08/10/2021 - Present

Transamerica Financial Advisors, Inc. (SO. JORDAN UT)

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Licenses & Designations

IA

Issued 08/09/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/28/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/16/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosalie Cox.
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