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Rosa Yii-ching Chen

Bradley Foster & Sargent Inc.

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About Rosa Yii-ching Chen

Rosa Yii-ching Chen is a financial advisor registered with Bradley Foster & Sargent Inc. Rosa has been in the industry since 2003 and has worked at Mesirow Financial, Inc. and New England Asset Management in the past. Rosa is a Chartered Financial Analyst. Rosa holds the following licenses: Series 63, Series 65, and Series 7. Rosa specializes in providing financial planning, portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.

Firm Information

Rosa Chen is currently registered with Bradley Foster & Sargent Inc.. Bradley Foster & Sargent Inc. is an investment advisor with $7.25 billion in regulatory assets under management. Based in HARTFORD, CT, the firm primarily serves high-net-worth individuals, corporations or other businesses, and charitable organizations. They offer a range of services including financial planning, portfolio management for individuals and businesses, and educational seminars.
Bradley Foster & Sargent Inc.

185 ASYLUM STREET

HARTFORD, CT 06103-3402

$7.25B

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rosa Chen’s Registration & Firm History

CT

09/21/2022 - Present

Bradley Foster & Sargent Inc. (HARTFORD CT)

IL

09/25/2003 - 06/02/2010

MESIROW FINANCIAL, INC. (CHICAGO IL)

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Licenses & Designations

IA

Issued 01/10/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rosa Yii-ching Chen.
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