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Rosa Shala

Tucker Asset Management LLC

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About Rosa Shala

Rosa Shala is an Investment Advisor Representative at Tucker Asset Management LLC, a firm headquartered in Littleton, CO. Rosa has been in the industry for many years, previously holding positions at firms including Evolve Securities, Inc., AFS Brokerage, Inc., SunTrust Securities, Inc., The Huntington Investment Company, and Jefferson Pilot Securities Corporation. Rosa holds Series 7, 63, and 65 licenses. Rosa's areas of specialization include retirement planning, investment management, and estate planning.

Firm Information

Rosa Shala is currently registered with Tucker Asset Management LLC. Tucker Asset Management LLC is a registered investment advisor based in Littleton, Colorado. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. With 78 licensed agents and a focus on client relationships, Tucker Asset Management has over $476 million in regulatory assets under management.
Tucker Asset Management LLC

1520 WEST CANAL COURT

LITTLETON, CO 80120

$476.48M

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Shares in fees paid to third party investment advisers

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Rosa Shala’s Registration & Firm History

CO

01/01/2025 - Present

Tucker Asset Management LLC (LITTLETON CO)

FL

04/30/2008 - 08/18/2008

EVOLVE SECURITIES, INC. (OCALA FL)

FL

10/21/2003 - 04/30/2008

AFS BROKERAGE, INC. (OCALA FL)

TX

01/14/2003 - 09/15/2003

AFS BROKERAGE, INC. (AUSTIN TX)

GA

02/16/2002 - 11/19/2002

SUNTRUST SECURITIES, INC. (ATLANTA GA)

OH

04/11/2000 - 02/16/2002

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

IN

03/06/2000 - 04/03/2000

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

FL

12/23/1996 - 12/12/1997

BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)

NY

05/24/1994 - 08/31/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 06/13/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rosa Shala.
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