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Rosa Maria Staton

Nylife Securities LLC

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About Rosa Maria Staton

Rosa Maria Staton is a registered representative with Nylife Securities LLC, holding Series 6, SIE and Series 63 licenses. Rosa is currently registered in Kansas and Missouri and began working in the securities industry on February 22, 2018. Rosa has a branch office in Overland Park, Kansas.

Firm Information

Rosa Staton is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosa Staton’s Registration & Firm History

KS

02/23/2018 - Present

Nylife Securities LLC (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 08/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosa Maria Staton.
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