Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosa? Claim Your ProfileRosa Maria Llivina is a financial advisor with Fidelity Personal And Workplace Advisors. Rosa Maria Llivina has been a registered representative since 1999 and has over 20 years of experience in the industry. Rosa Maria Llivina is registered to offer advisory services in several states and holds various licenses including Series 63, Series 65, and Series 7. In addition to providing investment advice, Rosa Maria Llivina offers financial planning services and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (HOUSTON TX)
TX
11/17/2005 - 02/27/2009
FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)
NJ
08/02/2001 - 09/22/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/19/1999 - 07/02/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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