Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosa? Claim Your ProfileRosa Ebling is a financial advisor with over 30 years of experience in the industry. Rosa has a strong background in securities, having obtained licenses in both the broker-dealer and investment advisor realms. Rosa currently works at Raymond James & Associates, Inc., focusing on helping individuals and businesses with financial planning, portfolio management, and other related advisory services. Rosa has a proven track record of success in providing personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/28/2017 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
11/23/2007 - 08/10/2017
ROBERT W. BAIRD & CO. INCORPORATED (CHICAGO IL)
IL
07/21/1983 - 11/27/2007
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
IA
Issued 09/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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