Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosa? Claim Your ProfileRosa Margarita Moreno is a registered representative with Fidelity Brokerage Services LLC. Rosa has been in the securities industry for over a year, having passed the Series 7TO, Series 63, and SIE exams. Rosa is licensed in all 50 states and is committed to providing clients with comprehensive financial guidance and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NM
10/22/2021 - Present
Fidelity Brokerage Services LLC (ALBUQUERQUE NM)
BC
Issued 11/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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