Unclaimed
Rosa Elena De anda boone is a registered representative with Cetera Investment Services LLC. Rosa Elena De anda boone is licensed to sell securities in California and has been in the securities industry since 2002. Rosa Elena De anda boone holds the following securities licenses: Series 6, Series 26, Series 63, and the SIE Exam. Rosa Elena De anda boone was previously employed by Citigroup Global Markets Inc., Citicorp Investment Services, and Cal Fed Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/20/2018 - Present
Cetera Investment Services LLC (LOS ANGELES CA)
CA
05/29/2007 - 12/31/2014
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (LA CANADA FLINTRIDGE CA)
CA
10/06/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
BC
Issued 10/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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