Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosa? Claim Your ProfileRosa Ariana Estrada is a financial advisor with Captrust. Rosa has been in the financial services industry since 2013 and has experience working with a variety of clients, including individuals, families, businesses, and institutions. Rosa is a Certified Financial Planner™ professional and holds the Series 7, Series 63, and Series 65 licenses. Rosa is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
03/09/2022 - Present
Captrust (San Antonio TX)
IN
10/05/2021 - 02/07/2022
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
TX
11/11/2013 - 07/03/2019
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
10/01/2012 - 11/05/2013
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
03/28/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
IA
Issued 11/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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