Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ros von? Claim Your ProfileRos von Macasosi Carpio is an investment professional with experience in the financial services industry. Ros von Macasosi Carpio is registered with Charles Schwab & CO., Inc., and previously worked at TD Ameritrade, Inc. Ros von Macasosi Carpio holds Series 63, Series 24, Series 7TO and SIE licenses. Ros von Macasosi Carpio has provided financial services in both California and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
09/01/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
07/31/2020 - 09/01/2023
TD AMERITRADE, INC. (SAN DIEGO CA)
BC
Issued 02/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 07/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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