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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Xavier Brown is a financial advisor with Morgan Stanley. Rory has been working in the financial industry since June 2010 and has a wide range of experience. Rory has a Series 7, Series 66 and Series 7TO licenses and is registered to provide investment advice in multiple states. Rory provides financial planning and portfolio management services for individuals, families, and businesses. Rory is a fiduciary and is committed to acting in the best interests of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
06/02/2022 - Present
Morgan Stanley (Springfield MA)
MA
10/21/2011 - 05/31/2013
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
06/15/2010 - 10/12/2011
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
BOTH
Issued 03/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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