Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Costello is a financial professional with over 30 years of experience in the industry. Rory is currently registered with Morgan Stanley in Purchase, NY and also Morgan Stanley & Co. LLC in New York, NY. Prior to joining Morgan Stanley, Rory was previously employed by E*TRADE SECURITIES LLC in Jersey City, NJ, DEUTSCHE BANK SECURITIES INC. in New York, NY, CREDIT LYONNAIS SECURITIES (USA), INC. in New York, NY, PRUDENTIAL SECURITIES INCORPORATED in New York, NY, DEAN WITTER REYNOLDS INC. in Purchase, NY, BURNS FRY HOARE GOVETT INC. and HOARE GOVETT INCORPORATED in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/17/2009 - Present
Morgan Stanley (PURCHASE NY)
NJ
12/10/2020 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
05/01/2000 - 12/31/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/13/1999 - 05/01/2000
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
07/28/1994 - 01/15/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/18/1988 - 06/16/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/21/1988 - 06/17/1988
BURNS FRY HOARE GOVETT INC.
NA
04/29/1987 - 04/21/1988
HOARE GOVETT INCORPORATED
BC
Issued 05/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/01/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1999
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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