Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Randolph Taggart is a registered representative with Deutsche Bank Securities Inc. in San Francisco, California. Rory has been in the industry since 2007 and holds Series 7, 79 and 63 licenses along with the SIE exam. Rory has experience working with Piper Jaffray & Co. and Rutberg & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
11/11/2014 - Present
Deutsche Bank Securities Inc. (SAN FRANCISCO CA)
CA
08/08/2012 - 11/03/2014
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
07/23/2008 - 03/02/2009
RUTBERG & COMPANY, LLC (SAN FRANCISCO CA)
CA
01/01/2008 - 07/08/2008
MOSAIC CAPITAL SECURITIES, LLC (SHERMAN OAKS CA)
BC
Issued 11/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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