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Rory Owen Okane

Matrix Executions, LLC

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About Rory Owen Okane

Rory Okane is a financial professional with over 25 years of experience in the securities industry. Rory has held various roles at firms such as TWO SIGMA SECURITIES, LLC, KCG AMERICAS LLC and KNIGHT CAPITAL AMERICAS, L.P. Rory currently works at Matrix Executions, LLC, based in Chicago, IL. Rory is a licensed and registered securities professional in numerous states. Rory holds several licenses including Series 3, Series 4, Series 7, Series 24, Series 55 and Series 63. Rory also holds the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO). Rory's experience and expertise in the financial industry make Rory a valuable asset to clients seeking financial guidance.

Firm Information

Rory Okane is currently registered with Matrix Executions, LLC. Matrix Executions, LLC is a Limited Liability Company formed in February 2002. The firm is registered with the SEC and in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rory Okane’s Registration & Firm History

IL

04/01/2020 - Present

Matrix Executions, LLC (Chicago IL)

IL

08/08/2016 - 02/20/2020

TWO SIGMA SECURITIES, LLC (Chicago IL)

IL

07/02/2012 - 03/11/2016

KCG AMERICAS LLC (CHICAGO IL)

IL

02/24/2010 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (CHICAGO IL)

IL

08/22/1996 - 02/01/2010

TD PROFESSIONAL EXECUTION, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/1998

Series 4 - Registered Options Principal Examination

BC

Issued 06/18/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2004

Series 3 - National Commodity Futures Examination

BC

Issued 03/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rory Owen Okane.
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