Unclaimed
Rory Okane is a financial professional with over 25 years of experience in the securities industry. Rory has held various roles at firms such as TWO SIGMA SECURITIES, LLC, KCG AMERICAS LLC and KNIGHT CAPITAL AMERICAS, L.P. Rory currently works at Matrix Executions, LLC, based in Chicago, IL. Rory is a licensed and registered securities professional in numerous states. Rory holds several licenses including Series 3, Series 4, Series 7, Series 24, Series 55 and Series 63. Rory also holds the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO). Rory's experience and expertise in the financial industry make Rory a valuable asset to clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/01/2020 - Present
Matrix Executions, LLC (Chicago IL)
IL
08/08/2016 - 02/20/2020
TWO SIGMA SECURITIES, LLC (Chicago IL)
IL
07/02/2012 - 03/11/2016
KCG AMERICAS LLC (CHICAGO IL)
IL
02/24/2010 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (CHICAGO IL)
IL
08/22/1996 - 02/01/2010
TD PROFESSIONAL EXECUTION, INC. (CHICAGO IL)
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1998
Series 4 - Registered Options Principal Examination
BC
Issued 06/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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