Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory O'Sullivan is a securities professional with a career in the industry dating back to February 2017. Rory is currently registered with Kroll Securities LLC and holds both Series 63 and Series 79 licenses as well as the Securities Industry Essentials (SIE) exam. Rory's professional focus is on investment banking, and Rory is registered in both California and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/22/2017 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 05/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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