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Rory Nicholas Hopkins

Fidelity Brokerage Services LLC

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About Rory Nicholas Hopkins

Rory Hopkins is a securities professional with a focus on providing investment guidance and financial services. Rory is registered with Fidelity Brokerage Services LLC. Their current location is Covington, Kentucky. Rory holds the Series 7TO, Series 63 and SIE licenses.

Firm Information

Rory Hopkins is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rory Hopkins’s Registration & Firm History

KY

03/08/2024 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 03/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/26/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rory Nicholas Hopkins.
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