Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Leigh Smith is a registered representative with Fidelity Brokerage Services LLC. Rory has been in the securities industry since March 22, 2018. Rory has passed the Series 63, Series 7, Series 9, Series 10, and SIE exams. Rory is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Rory's current office is located at 49 NORTH 400 WEST in Salt Lake City, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/23/2018 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 02/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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