Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory O'Sullivan is a financial advisor who has been working in the industry since 2014. He is currently registered with Raymond James Financial Services Advisors, Inc. and has also previously worked with Wells Fargo Funds Distributor, LLC and BMO Harris Financial Advisors, Inc. Rory O'Sullivan is licensed to sell securities in 21 states including Alaska, Arizona, California, Colorado, District of Columbia, Hawaii, Kansas, Minnesota, Missouri, Montana, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Washington, and Wisconsin. He specializes in providing investment advice to individuals, businesses, insurance companies, charitable organizations, and pension and profit-sharing plans. Rory O'Sullivan provides a range of financial planning and investment advisory services, including portfolio management, financial planning, pension consulting, educational seminars, and selection of other advisors. He is also a member of the Finance/Investment Committee of the Magnolia Chamber of Commerce.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
09/26/2018 - Present
Raymond James Financial Services Advisors, Inc. (Seattle WA)
WI
09/28/2016 - 05/15/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
06/13/2014 - 09/19/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (BROOKFIELD WI)
WI
08/06/2013 - 08/30/2013
WOODBURY FINANCIAL SERVICES, INC. (MADISON WI)
BOTH
Issued 06/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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