Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Jacob dale Hart is an investment advisor representative with Cadaret, Grant & Co., Inc. Rory has been in the securities industry since November 5, 2002 and holds a Series 6, 7, 63, 65, and SIE licenses. Prior to joining Cadaret, Grant & Co., Inc. Rory was affiliated with a number of other firms including Lincoln Financial Securities Corporation, Pruco Securities, LLC, LPL Financial LLC, and FMN Capital Corporation. Rory provides financial planning and advisory services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/30/2023 - Present
Cadaret, Grant & CO., Inc. (Syracuse NY)
CA
04/14/2021 - 11/30/2023
LINCOLN FINANCIAL SECURITIES CORPORATION (Dove Canyon CA)
CA
03/05/2020 - 04/21/2021
PRUCO SECURITIES, LLC. (IRVINE CA)
CA
06/28/2016 - 03/11/2020
LPL FINANCIAL LLC (IRVINE CA)
CA
11/25/2014 - 06/22/2016
FMN CAPITAL CORPORATION (Irvine CA)
CA
02/15/2013 - 11/24/2014
GIRARD SECURITIES, INC. (IRVINE CA)
CA
11/06/2009 - 03/06/2013
LPL FINANCIAL LLC (NEWPORT BEACH CA)
CA
06/26/2009 - 10/29/2009
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
PA
09/06/2007 - 04/30/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
09/06/2007 - 09/24/2007
LINSCO/PRIVATE LEDGER CORP. (LONG BEACH CA)
CT
10/07/2004 - 08/19/2005
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NJ
03/06/2003 - 07/21/2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MA
12/06/2001 - 01/28/2003
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
NA
03/09/1993 - 09/06/1994
SUNAMERICA SECURITIES, INC.
NA
12/17/1992 - 01/26/1993
SUNAMERICA SECURITIES, INC.
BOTH
Issued 01/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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