Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Williams is an Investment Advisor Representative with PFS Investments Inc. located in Alpharetta, GA. Rory has been in the financial services industry since 2008 and has been with PFS Investments Inc. since 2013. Rory has Series 6, 63, 26 and 65 securities licenses and is registered in 22 states. Rory provides portfolio management services to individual clients and holds Series 26, 6, and 63 securities licenses. Rory has been a licensed financial professional for over 15 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
08/26/2024 - Present
PFS Investments Inc. (ALPHARETTA GA)
NY
06/09/2017 - 11/16/2017
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
10/29/2013 - 05/30/2017
PFS INVESTMENTS INC. (BROOKLYN NY)
IA
Issued 08/13/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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