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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Cho Gallagher is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 15 years of experience in the financial services industry. Rory is licensed in 43 states and has experience working with clients of all types, including individuals, businesses, corporations, and institutions. Rory has extensive experience working with high-net-worth individuals and providing them with comprehensive financial planning and investment management services. Rory also has experience working with pension plans and providing retirement planning services to individuals and businesses. Rory has worked at a number of firms including Northern Trust Securities, Inc., ABN AMRO Incorporated, and Ariel Distributors, Inc. In addition to their role at Merrill Lynch, Pierce, Fenner & Smith Inc., Rory also has experience working with Northern Trust Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/11/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
12/07/2010 - 08/13/2018
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
06/16/2005 - 02/04/2008
ABN AMRO INCORPORATED (CHICAGO IL)
IL
03/07/2003 - 10/03/2003
ARIEL DISTRIBUTORS, INC. (CHICAGO IL)
MN
11/21/2001 - 06/21/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/21/2001 - 06/21/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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