Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rory? Claim Your ProfileRory Charles Roniger is an investment advisor representative and financial advisor. Rory is a financial consultant with over 40 years of experience. Rory currently works for LPL Financial LLC and is registered in Louisiana and Texas. Rory has previously worked for a number of other firms, including Ameritas Investment Corp., MML Investors Services, Inc., Pruco Securities Corporation, The Prudential Insurance Company of America, Fahnestock & Co., Inc., New England Securities, Jefferson-Pilot Investor Services, Inc., Integrated Resources Equity Corporation and Glicoa Associates, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
03/21/2013 - Present
LPL Financial LLC (NEW ORLEANS LA)
LA
02/04/2004 - 12/22/2009
AMERITAS INVESTMENT CORP. (NEW ORLEANS LA)
MA
05/22/1996 - 02/07/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NJ
11/07/1991 - 05/14/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/07/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
12/13/1990 - 10/29/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
NA
11/13/1987 - 03/16/1990
NEW ENGLAND SECURITIES
NY
05/26/1982 - 03/16/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
IN
11/04/1988 - 07/27/1989
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NA
09/04/1986 - 10/01/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/16/1981 - 05/04/1982
GLICOA ASSOCIATES, INC.
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/14/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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