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Roque Calleja de la concha

Blackrock Investments, LLC

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About Roque Calleja de la concha

Roque Calleja de la concha is a financial professional with over 10 years of experience in the industry. Roque is currently registered with Blackrock Investments, LLC and has held previous positions with the same firm. Roque is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Roque holds a Series 7, Series 24, Series 63 and Series 7TO license. Roque's current registration date with FINRA is December 2nd, 2020.

Firm Information

Roque Calleja de la concha is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roque Calleja de la concha’s Registration & Firm History

NY

12/02/2020 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

05/09/2012 - 04/02/2014

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/07/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/02/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/28/2020

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roque Calleja de la concha.
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