Unclaimed
Roque Calleja de la concha is a financial professional with over 10 years of experience in the industry. Roque is currently registered with Blackrock Investments, LLC and has held previous positions with the same firm. Roque is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Roque holds a Series 7, Series 24, Series 63 and Series 7TO license. Roque's current registration date with FINRA is December 2nd, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/02/2020 - Present
Blackrock Investments, LLC (NEW YORK NY)
NY
05/09/2012 - 04/02/2014
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
BC
Issued 07/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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