Invested Better
Unclaimed

Unclaimed

Unclaimed

Roosevelt William Sowka

Raymond James Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roosevelt? Claim Your Profile

About Roosevelt William Sowka

Roosevelt Sowka is a financial advisor at Raymond James Financial Services, Inc., registered with FINRA. Roosevelt has been active in the industry since August 2022. Roosevelt has passed the Series 7TO and SIE exams.

Firm Information

Roosevelt Sowka is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roosevelt Sowka’s Registration & Firm History

OR

08/10/2022 - Present

Raymond James Financial Services, Inc. (Portland OR)

Not sure if Roosevelt William Sowka is right for you?

Licenses & Designations

BC

Issued 08/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/16/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roosevelt William Sowka.
Not sure if Roosevelt William Sowka is right for you?