Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roosevelt? Claim Your ProfileRoosevelt Hernton is a financial advisor at PFS Investments Inc. Roosevelt has been in the industry since 1992. Roosevelt is licensed in Arizona, Georgia, Illinois, Missouri, Nevada, New Mexico, North Carolina and South Carolina. Roosevelt is registered as an Investment Advisor Representative in New Mexico. Roosevelt provides financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NM
03/19/2024 - Present
PFS Investments Inc. (ALBUQUERQUE NM)
IA
Issued 04/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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