Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roosevelt? Claim Your ProfileRoosevelt Grayson is a financial advisor at LPL Financial LLC, where he has been employed since December 2014. Roosevelt is a registered representative in Michigan and Texas, and he holds a Series 6, Series 7, Series 63, and Series 65 license. He has been in the securities industry since October 1985, with previous experience at J.P. Morgan Securities LLC, Chase Investment Services Corp., Citigroup Global Markets Inc., and other firms. Roosevelt provides financial planning, investment management, and other advisory services to individual clients, high-net-worth individuals, businesses, and charitable organizations. He is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
06/12/2021 - Present
LPL Financial LLC (FARMINGTON HILLS MI)
MI
10/01/2012 - 01/05/2015
J.P. MORGAN SECURITIES LLC (DETROIT MI)
MI
01/16/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DETROIT MI)
MI
03/12/2001 - 01/19/2007
CITIGROUP GLOBAL MARKETS INC. (GROSSE POINTE MI)
IL
02/01/1999 - 04/25/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
04/08/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
07/13/1994 - 03/21/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MI
02/10/1992 - 08/03/1994
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NY
08/01/1991 - 01/02/1992
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
08/19/1988 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NA
03/21/1988 - 08/16/1988
GREAT LAKES EQUITIES CO.
NA
06/12/1987 - 05/13/1988
PRUCO SECURITIES CORPORATION
NA
03/21/1985 - 01/12/1987
IDS MARKETING CORPORATION
NA
03/21/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 02/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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