Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roopesh? Claim Your ProfileRoopesh Shah is a financial advisor with over 20 years of experience in the industry. Roopesh Shah is currently registered with Evercore Group LLC and has been with the firm since May 5, 2017. Roopesh Shah's previous employers include Goldman Sachs & Co. LLC, Miller Buckfire & Co., LLC, Dresdner Kleinwort Wasserstein, Inc., and Fieldstone Services Corp. Roopesh Shah holds Series 7, 24, 63, 79TO, and SIE licenses. Roopesh Shah is registered in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2017 - Present
Evercore Group LLC (NEW YORK NY)
NY
03/13/2006 - 06/02/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
05/16/2003 - 02/21/2006
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
NY
07/27/1999 - 04/07/2003
DRESDNER KLEINWORT WASSERSTEIN, INC. (NEW YORK NY)
NY
03/30/1999 - 06/22/1999
FIELDSTONE SERVICES CORP. (NEW YORK NY)
BC
Issued 09/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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