Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roopak? Claim Your ProfileRoopak Shah is an investment advisor representative with CRC-IB. Roopak is a registered representative with the Financial Industry Regulatory Authority (FINRA) and has held licenses in the securities industry since 2012. Roopak's prior experience includes positions at Lazard Frères & Co. LLC and Raymond James & Associates, Inc. Roopak is licensed in California, Colorado, New York, Pennsylvania, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/06/2017 - Present
CRC-IB (NEW YORK NY)
NY
03/02/2015 - 03/01/2016
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
07/06/2012 - 02/26/2015
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
BC
Issued 10/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2018
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 07/05/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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