Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roopa? Claim Your ProfileRoopa Akki is a registered representative with Barclays Capital Inc. Roopa has been in the industry since 2014. Roopa holds the Series 99, Series 99TO, and SIE licenses. Roopa was previously employed at DEUTSCHE BANK SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/11/2022 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
07/26/2014 - 03/11/2015
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/11/2022
Series 99TO - Operations Professional Examination
BC
Issued 08/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2014
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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