Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rooney? Claim Your ProfileRooney Barker is a financial advisor with over 40 years of experience in the industry. Rooney is currently registered with M Holdings Securities, Inc. in Illinois and Florida. Rooney has held previous positions with NFP SECURITIES, INC., M HOLDINGS SECURITIES, INC., ROYAL ALLIANCE ASSOCIATES, INC., INTEGRATED RESOURCES EQUITY CORPORATION, SUMMIT EQUITIES, INC. and CIGNA SECURITIES, INC. Rooney is a Series 63, Series 65, Series 1, Series 6TO and SIE licensed advisor. Rooney specializes in providing financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Rooney primarily serves high-net-worth individuals and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/15/2012 - Present
M Holdings Securities, Inc. (Highland IL)
IL
07/01/2005 - 02/21/2012
NFP SECURITIES, INC. (HIGHLAND IL)
OR
06/05/2003 - 07/14/2005
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
AZ
11/19/1989 - 06/17/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
08/07/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/07/1983 - 08/11/1986
SUMMIT EQUITIES, INC.
NA
07/23/1979 - 09/12/1983
CIGNA SECURITIES, INC.
IA
Issued 11/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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