Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roohi? Claim Your ProfileRoohi Khan Darugar is a financial advisor with over 20 years of experience in the financial services industry. Roohi has a Series 7, Series 66, and SIE licenses. Roohi currently works with LPL Financial LLC in San Diego, CA. Before joining LPL Financial LLC, Roohi worked for Waddell & Reed for over eight years. Roohi has a history of working with a wide range of clients, including individuals, families, businesses, and retirement plans. Roohi provides a variety of financial services, including investment advice, financial planning, and retirement planning. Roohi is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/20/2018 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
11/17/2010 - 12/21/2018
WADDELL & REED (SAN DIEGO CA)
CA
02/01/2006 - 11/12/2008
WADDELL & REED, INC. (SAN DIEGO CA)
KS
04/14/1999 - 02/05/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 06/22/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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