Unclaimed
Rony Sabu is a financial professional licensed in California. Rony is currently registered with Wells Fargo Securities, LLC, and has been in the industry since July 27, 2023. Rony holds the Series 63, 79TO and SIE licenses and has passed the Uniform Securities Agent State Law Examination, Investment Banking Registered Representative Examination, and Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/28/2023 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
BC
Issued 07/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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