Unclaimed
Rony Najman is an investment advisor currently registered with TP Icap Global Markets Americas LLC. Rony has over 15 years of experience in the financial industry. Rony has held various roles at several firms including ICAP Corporates LLC, Tradewire Securities LLC and Bulltick, LLC. Rony holds several licenses including Series 7, Series 24, Series 3, Series 4, and Series 63. Rony is registered in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2011 - Present
TP Icap Global Markets Americas LLC (New York NY)
NJ
04/09/2008 - 11/17/2009
ICAP CORPORATES LLC (JERSEY CITY NJ)
FL
05/24/2007 - 02/21/2008
TRADEWIRE SECURITIES LLC (CORAL GABLES FL)
FL
10/22/2004 - 02/24/2005
BULLTICK, LLC (MIAMI FL)
BC
Issued 05/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/26/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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