linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ronny Alexander Santos

Wintrust Investments LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ronny? Claim Your Profile

About Ronny Alexander Santos

Ronny Alexander Santos is a financial professional based in Stamford, CT. Ronny has over 10 years of experience in the financial services industry, Ronny holds Series 66, SIE, and Series 7 licenses. Ronny is currently registered with Wintrust Investments LLC in Connecticut, New Jersey, and New York. Prior to joining Wintrust Investments LLC, Ronny was employed by FORESIDE FUND SERVICES, LLC and MBSC SECURITIES CORPORATION. Ronny's specializations include Retirement planning, Mutual funds, Annuities, and Fixed income securities.

Firm Information

Ronny Santos is currently registered with Wintrust Investments LLC. Wintrust Investments LLC is a Limited Liability Company based in Chicago, Illinois, formed in January 1996. The firm provides a wide range of investment advisory services including financial planning, selection of other advisors, portfolio management for individuals and businesses. Wintrust Investments LLC manages over $14.4 billion in assets and has over 147 investment advisor representatives.
Wintrust Investments LLC

231 SOUTH LASALLE STREET

CHICAGO, IL 60604

$14.42B

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ronny Santos’s Registration & Firm History

CT

05/05/2023 - Present

Wintrust Investments LLC (Stamford CT)

CT

12/08/2017 - 05/08/2023

FORESIDE FUND SERVICES, LLC (Stamford CT)

NY

12/12/2012 - 11/14/2017

MBSC SECURITIES CORPORATION (NEW YORK NY)

Not sure if Ronny Alexander Santos is right for you?

Licenses & Designations

BOTH

Issued 01/18/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronny Alexander Santos.
Not sure if Ronny Alexander Santos is right for you?