Unclaimed
Ronnie Wayne Rochelle is a financial advisor with over 30 years of experience in the industry. Ronnie is a Certified Financial Planner® professional and holds the Series 7, Series 63, and Series 65 licenses. Ronnie currently works with Cetera Investment Advisers LLC. Ronnie has previously worked with Tower Square Securities, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., First Tennessee Brokerage, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ronnie is registered in the following states: Georgia, Indiana, North Carolina, Pennsylvania, and Tennessee. Ronnie works with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Ronnie provides a variety of financial services, including financial planning, portfolio management, and pension consulting.
KNOXVILLE, TN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
06/29/2023 - Present
Cetera Investment Advisers LLC (KNOXVILLE TN)
TN
01/03/2003 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (KNOXVILLE TN)
KY
12/20/1993 - 01/02/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
TN
02/08/1993 - 01/04/1994
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NY
01/24/1992 - 01/27/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
11/05/1991 - 12/09/1991
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/4/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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