Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronnie? Claim Your ProfileRonnie Kim is a financial professional with over 8 years of experience in the industry. Ronnie is currently registered with Equitable Advisors, LLC in New York, where Ronnie is a Registered Representative. Previously, Ronnie held roles at PHX FINANCIAL, INC., MORGAN STANLEY, J.P. MORGAN SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC., and CHASE INVESTMENT SERVICES CORP. Ronnie holds licenses for Series 6, 7, 63, 66, 82TO, and Series 24. Ronnie has experience working with high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/24/2024 - Present
Equitable Advisors, LLC (LONG ISLAND CITY NY)
NY
02/27/2023 - 01/03/2024
PHX FINANCIAL, INC. (NEW YORK NY)
NY
11/21/2022 - 03/02/2023
MORGAN STANLEY (PURCHASE NY)
NY
12/23/2016 - 01/09/2019
J.P. MORGAN SECURITIES LLC (FRESH MEADOWS NY)
NY
12/23/2013 - 02/12/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2012 - 10/11/2013
J.P. MORGAN SECURITIES LLC (FLUSHING NY)
NY
10/26/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FLUSHING NY)
NY
09/17/2007 - 12/09/2008
CHASE INVESTMENT SERVICES CORP. (BAYSIDE NY)
BOTH
Issued 12/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/05/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 11/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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