Unclaimed
Ronnie Higgs is a financial advisor who has been in the industry since September 27, 2011. Ronnie is currently registered with J.P. Morgan Securities LLC and has been with the firm since September 2022. Ronnie has also worked at several other firms, including Robinhood Financial, LLC, TIAA-CREF Individual & Institutional Services, LLC, and Arvest Wealth Management. Ronnie holds the Series 66, Series 7, and SIE licenses. Ronnie's specialties include investment advisory services, portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/11/2022 - Present
J.p. Morgan Securities LLC (San Antonio TX)
FL
06/10/2021 - 02/03/2022
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
TX
05/06/2019 - 06/24/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
AR
09/20/2017 - 09/19/2018
ARVEST WEALTH MANAGEMENT (Rogers AR)
TX
07/17/2009 - 06/08/2017
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
BOTH
Issued 08/04/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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