Unclaimed
Ronnie Guidone is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Ronnie has been in the financial industry since 2006. Ronnie has experience working with individuals, high-net-worth individuals, corporations and businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Ronnie provides investment advice and portfolio management services. Ronnie also provides financial planning, educational seminars, pension consulting, selection of other advisors, and performance measurement reports. Ronnie is registered with the Securities and Exchange Commission (SEC), FINRA, and the states of Arizona, California, Colorado, Delaware, Florida, Georgia, Maryland, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington, West Virginia, and Wisconsin. Ronnie holds Series 7, 31, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/22/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RED BANK NJ)
NJ
06/01/2009 - 09/25/2017
MORGAN STANLEY (SHREWSBURY NJ)
NJ
10/20/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
NY
06/27/2003 - 06/07/2004
G&L PARTNERS, LLC (NEW YORK NY)
NY
07/16/2002 - 06/27/2003
G&L PARTNERS, LLC (NEW YORK NY)
BOTH
Issued 12/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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