Unclaimed
Ronnie Dean Smithey is a financial advisor with LPL Financial LLC. Ronnie has been in the financial services industry since 2002 and has a strong track record of success. Ronnie has a Series 6 and Series 63 license and is registered to provide investment advice in Arizona, California, Florida, Idaho, Nevada, Ohio, Oregon, Texas and Washington. Ronnie is also qualified to provide financial advice to individuals, businesses, corporations, charitable organizations, pension plans, and other investment advisers. Ronnie is a dedicated professional who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/02/2005 - Present
LPL Financial LLC (ANAHEIM HILLS CA)
CA
09/23/2002 - 09/07/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 08/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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