Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ronit? Claim Your ProfileRonit Shah is a securities professional registered with Wells Fargo Securities, LLC. Ronit holds the Series 63, 86, 87, and SIE licenses. Ronit is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/12/2024 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 12/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2024
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/21/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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