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Ronit Malka Walny

Northern Trust Securities, Inc.

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About Ronit Malka Walny

Ronit Malka Walny is a financial professional with over 13 years of experience in the industry. Ronit has a broad range of experience, having worked for firms such as AllianceBernstein Investments, Inc., Neuberger Berman BD LLC, PIMCO Investments LLC, Allianz Global Investors Distributors LLC, Kellogg Capital Markets, LLC and Macro Financial, LLC. Ronit currently holds a Series 3, Series 7, Series 55 and Series 63 license and is a registered representative with Northern Trust Securities, Inc. Ronit specializes in providing investment advice to individuals, businesses, and pooled investment vehicles. Ronit offers a range of services, including portfolio management, selection of other advisors, and portfolio management for businesses.

Firm Information

Ronit Walny is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ronit Walny’s Registration & Firm History

IL

04/11/2024 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

TN

12/16/2019 - 03/03/2023

ALLIANCEBERNSTEIN INVESTMENTS, INC. (Nashville TN)

IL

01/25/2016 - 11/27/2018

NEUBERGER BERMAN BD LLC (CHICAGO IL)

CA

02/14/2011 - 01/15/2016

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

CA

07/01/2010 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)

NY

02/09/2009 - 02/12/2010

KELLOGG CAPITAL MARKETS, LLC (NEW YORK NY)

NJ

10/03/2007 - 12/24/2008

MACRO FINANCIAL, LLC (MORRISTOWN NJ)

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Licenses & Designations

BC

Issued 07/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2010

Series 3 - National Commodity Futures Examination

BC

Issued 06/01/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/02/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ronit Malka Walny.
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